Methodology Questions

What is Barrier Analysis and how does it differ from other formative research methods?

Barrier Analysis is a rapid assessment tool used to identify behavioral determinants that prevent priority groups from adopting positive behaviors. It differs from other formative research methods in several key ways:

  • It specifically compares Doers (those who practice the behavior) with Non-Doers (those who don't) to identify statistically significant differences
  • It examines 12 specific behavioral determinants based on well-established behavior change theories
  • It can be completed relatively quickly (typically 10-14 days) compared to more extensive ethnographic approaches
  • It provides quantitative data on which determinants are most influential, helping prioritize program strategies
  • It directly informs the design of behavior change activities through the "bridges to activities" approach

Unlike some other methods that primarily explore what people know or believe, Barrier Analysis focuses specifically on identifying the barriers and enablers that influence actual behavior adoption.

What are the 12 determinants explored in Barrier Analysis?

Barrier Analysis explores 12 potential determinants that can influence behavior adoption:

  1. Perceived Self-Efficacy: An individual's belief in their own ability to perform a particular behavior
  2. Perceived Social Norms: The perception that people important to an individual think they should do the behavior
  3. Perceived Positive Consequences: The positive things a person thinks will happen as a result of performing a behavior
  4. Perceived Negative Consequences: The negative things a person thinks will happen as a result of performing a behavior
  5. Access: How available the necessary products or services are for performing a behavior
  6. Cues for Action / Reminders: The presence of reminders that help a person remember to do a particular behavior
  7. Perceived Susceptibility / Risk: A person's perception of how vulnerable they are to the problem that the behavior addresses
  8. Perceived Severity: The belief that the problem that the behavior addresses is serious
  9. Perceived Divine Will: The belief that it is God's will for the person to do the behavior or have the problem
  10. Policy: The presence of laws or regulations that affect behaviors and access to products and services
  11. Culture: The set of history, customs, lifestyles, values, and practices within a self-defined group
  12. Universal Motivators: The drivers that motivate most people irrespective of other factors (e.g., love, security, comfort)

These determinants are drawn from multiple behavior change theories, including the Health Belief Model, Theory of Planned Behavior, and others.

What theoretical frameworks inform Barrier Analysis?

Barrier Analysis draws from several well-established behavior change theories and frameworks, including:

  • Health Belief Model: Contributes determinants such as perceived susceptibility, perceived severity, perceived benefits, and perceived barriers
  • Theory of Planned Behavior: Contributes determinants related to attitudes, subjective norms, and perceived behavioral control
  • Social Cognitive Theory: Contributes concepts related to self-efficacy and outcome expectations
  • Diffusion of Innovations: Informs thinking on how new behaviors spread through communities

The strength of Barrier Analysis is that it doesn't rely on a single theoretical model but rather synthesizes key determinants from multiple frameworks to provide a more comprehensive assessment of what influences behavior.

Implementation Questions

How many people need to be interviewed for a Barrier Analysis study?

A standard Barrier Analysis study typically involves interviewing 45 Doers (people who already practice the behavior) and 45 Non-Doers (people who don't practice the behavior), for a total of 90 respondents.

This sample size is sufficient to detect statistically significant differences between Doers and Non-Doers while keeping the study manageable in terms of time and resources. If you're studying multiple behaviors, you would need separate samples for each behavior.

In some cases, particularly for behaviors with very low prevalence (where finding 45 Doers would be extremely difficult), a smaller sample size can be used, but this may reduce the statistical power of the findings. In these situations, a minimum of 15-20 Doers is recommended, though statistical significance may be harder to establish.

How do you accurately identify Doers and Non-Doers?

Accurately identifying Doers and Non-Doers is critical for valid Barrier Analysis results. Here are key strategies:

  • Clear behavior definition: First, define the behavior precisely (who, what, when, where, how often) to enable accurate classification
  • Screening questions: Use multiple screening questions that verify actual practice, not just knowledge or intention
  • Verification techniques: When possible, include observation or other verification methods (e.g., showing materials used for the behavior)
  • Avoid self-reported bias: Frame questions to reduce social desirability bias and encourage honest responses
  • Context-specific criteria: Adapt screening criteria to the local context while maintaining the core definition

For some behaviors, you may need to establish thresholds (e.g., practicing the behavior at least 80% of recommended times) to classify Doers. The key is consistency in classification across all interviews.

How long does it take to conduct a Barrier Analysis study?

A complete Barrier Analysis study typically takes 10-14 days, although this can vary based on the complexity of the behavior, geographic spread, and team experience. Here's a typical timeline:

  • Planning & preparation: 2-3 days (defining behavior, adapting questionnaire, preparing logistics)
  • Training interviewers: 2 days (including practice interviews)
  • Data collection: 2-4 days (depending on geographic spread and accessibility of respondents)
  • Coding and tabulation: 1-2 days
  • Data analysis and interpretation: 1-2 days
  • Report writing and presentation: 1-2 days

With an experienced team and favorable field conditions, a streamlined study could be completed in as little as 7-8 days. For complex multi-behavior studies or those covering large geographic areas, it may take 3-4 weeks.

Analysis Questions

How do you determine which determinants are most important?

In Barrier Analysis, determining which determinants are most important involves several analytical steps:

  1. Statistical significance: Calculate whether the difference between Doers and Non-Doers for each determinant is statistically significant (typically using chi-square tests with p-value < 0.05)
  2. Estimated relative risk ratio: Calculate how many times more likely Doers are than Non-Doers to give a particular response
  3. Response frequency: Consider how commonly a particular response was mentioned (even high-frequency responses that don't show statistical significance may be worth addressing)
  4. Practical significance: Assess whether the identified differences are meaningful enough to warrant program attention

The Barrier Analysis Tabulation Sheet (Excel tool) automatically calculates statistical significance and estimated relative risk, highlighting the most significant determinants. Program planners then use these results along with contextual knowledge to identify which determinants should be prioritized in behavior change strategies.

What if I don't find any statistically significant differences between Doers and Non-Doers?

If you don't find statistically significant differences between Doers and Non-Doers, there are several possible explanations and next steps:

  • Check implementation: First, verify that the study was implemented correctly, with proper identification of Doers and Non-Doers and appropriate interviewing techniques
  • Review sample size: Consider whether your sample size was sufficient (especially if you had fewer than the recommended 45 respondents in each group)
  • Examine the behavior definition: The behavior may need to be defined more specifically to detect meaningful differences
  • Look at response patterns: Even without statistical significance, examine the most common responses for insights into general barriers and enablers
  • Consider supplementary research: You may need additional qualitative research to understand more nuanced factors influencing the behavior

In some cases, the lack of significant differences might indicate that the barriers are universal rather than specific to Non-Doers, suggesting that broader enabling environment interventions might be needed rather than targeted behavior change strategies.

Application Questions

In what contexts or sectors is Barrier Analysis most effective?

Barrier Analysis has proven effective across a wide range of sectors and contexts, including:

  • Health: Maternal and child health behaviors, disease prevention, treatment adherence, health service utilization
  • Nutrition: Breastfeeding, complementary feeding, dietary diversity, micronutrient supplementation
  • Agriculture: Adoption of improved agricultural techniques, crop diversification, post-harvest handling
  • WASH (Water, Sanitation and Hygiene): Handwashing, latrine use, water treatment, menstrual hygiene management
  • Natural Resource Management: Conservation practices, renewable energy adoption
  • Financial behaviors: Savings practices, insurance adoption, financial service utilization

Barrier Analysis is most effective for studying specific, observable behaviors (rather than vague concepts) and works best when the behavior can be clearly defined and measured. It is particularly valuable in contexts where program resources are limited and need to be directed toward the most impactful interventions.

How do you translate Barrier Analysis findings into effective interventions?

Translating Barrier Analysis findings into effective interventions follows a structured process:

  1. Identify significant determinants: Focus on determinants showing statistically significant differences between Doers and Non-Doers
  2. Develop "bridges to activities": For each significant finding, create a bridge statement that describes what needs to change (e.g., "Increase perception that using mosquito nets is effective in preventing malaria")
  3. Select behavior change activities: Choose appropriate activities that address each bridge to activity, considering the local context and available resources
  4. Design messages and materials: Develop communication messages that directly address the identified barriers and enablers, using language from respondents when possible
  5. Implement multiple reinforcing approaches: Use a combination of interventions addressing different determinants for maximum effectiveness

The Designing for Behavior Change (DBC) Framework provides a systematic process for translating Barrier Analysis findings into a comprehensive behavior change strategy. This approach ensures that interventions directly target the specific barriers and enablers identified in your research rather than generic awareness-raising or education.

Can Barrier Analysis be used for complex or sensitive behaviors?

Yes, Barrier Analysis can be adapted for complex or sensitive behaviors, though some modifications may be needed:

For complex behaviors (those with multiple steps or components):

  • Break down the complex behavior into specific component behaviors and study each separately
  • Focus on the most critical components that drive the overall behavior
  • Adapt screening questions to account for partial adoption

For sensitive behaviors (e.g., related to sexual health, hygiene, or stigmatized practices):

  • Use carefully trained interviewers of appropriate gender, age, and background
  • Develop indirect questioning techniques that reduce social desirability bias
  • Ensure privacy during interviews and strong confidentiality protocols
  • Consider supplementing with other methods like anonymous surveys for verification

In both cases, pilot testing the questionnaire is especially important, and more attention should be given to interviewer training and quality control. While adaptation is necessary, the core methodology of comparing Doers and Non-Doers across key determinants remains effective even for challenging behaviors.

Training Questions

What training do people need to conduct Barrier Analysis?

To conduct a quality Barrier Analysis study, the following training is recommended:

  • For study coordinators/designers: A comprehensive 3-5 day Barrier Analysis or Designing for Behavior Change workshop, covering theoretical foundations, questionnaire development, sampling, analysis, and interpretation
  • For interviewers: A 2-day training focusing on interviewing techniques, proper probing, accurate recording of responses, and respondent classification
  • For data analysts: Training on the coding process, tabulation methods, and statistical calculations (especially if not using the standard tabulation sheets)

The most effective training combines classroom instruction with practical field experience, including supervised practice interviews. Ideally, those leading a Barrier Analysis should first participate in a study led by experienced practitioners before conducting their own.

Ongoing mentoring during the first study is highly valuable, especially during questionnaire development, interviewer training, and data analysis stages.

Where can I access Barrier Analysis training?

There are several ways to access Barrier Analysis training:

  • Formal workshops: Several organizations regularly offer Barrier Analysis and Designing for Behavior Change workshops. See our Training page for upcoming opportunities
  • Online courses: Self-paced online courses introducing Barrier Analysis concepts are available through platforms like FSN Network and CORE Group
  • In-house training: Organizations can request customized training for their staff, either virtually or in-person
  • Training of Trainers: For organizations looking to build internal capacity, ToT programs are available
  • Self-study: The comprehensive "Practical Guide to Conducting Barrier Analysis" is available for download and can be used for self-study

For more information on training options or to request training for your organization, please visit our Contact page.

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